Which is the Type 10 regulated activity?

Which is the Type 10 regulated activity?

• A. Asset Management
• B. Advising on corporate finance
• C. Providing credit rating services
• D. Providing automated trading services

Answer: (C)

Providing credit rating services is the Type 10 regulated activity. This category covers giving credit ratings or rating opinions on issuers or debt instruments, typically by a rating agency, and requires authorization from the SFC. It is distinct from asset management (managing investment portfolios), advising on corporate finance (guiding capital-raising decisions), and providing automated trading services (algorithmic trading).

Providing credit rating services is the Type 10 regulated activity. This category covers giving credit ratings or rating opinions on issuers or debt instruments, typically by a rating agency, and requires authorization from the SFC. It is distinct from asset management (managing investment portfolios), advising on corporate finance (guiding capital-raising decisions), and providing automated trading services (algorithmic trading).